One-stop company registration in Dubai services

A pioneer in the field of consulting and supporting foreign entrepreneurs and companies to incorporate a company in Dubai.

Company set up and A to Z services in Dubai

  • +10 years of experiences, +700 companies.
  • Reasonable cost, dedicated support, professional service.
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Customers
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Cross-disciplinary experience
Our Awards
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Leading Asian Brand
Gói dịch vụ mở công ty Singapore từ A đến Z

A-to-Z Dubai company registration service just for you

100% foreign ownership, providing investors with full control of their businesses;

Favorable governmental policies and a liberal regulatory environment;

Significant tax benefits with no personal income tax and a competitive corporate tax rate of just 9% (applicable as of June 2023);

Dubai's excellent transportation infrastructure make it a global hub for business;

Access to a large and diverse consumer market, serving as a gateway to the MENA region;

Networking and partnership opportunities with attractive Investment climate;

Efficient Business Setup.

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Attractive Incentives for Company Formation in Dubai that Businesses Can't Ignore:

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100% foreign ownership for international business owners.

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Attractive tax benefits with low corporate income tax rates:

  • Mainland companies: 9% corporate income tax from July 2023.

  • Offshore companies: 0% corporate income tax.

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Reputable brand and business-friendly environment.

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Easy and efficient company formation process.

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Global connectivity and collaboration in an attractive investment climate.

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Access to a large and diverse consumer market, serving as a gateway to the Middle East and North Africa region.

Tại sao nên thành lập công ty tại Singapore
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Comparing company setup in Dubai with Other Countries?
Global Link Asia Consulting is a consulting firm specializing in providing company formation services in over 10 countries such as Singapore, the United States, Hong Kong, offshore, and more. We advise on the differences when establishing a company abroad and offer the best choices based on the business's needs.
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A-Z company registration services in Dubai for foreigners

Global Link Asia Consulting supports company incorporation in Dubai and provides comprehensive, professional company setup services in Dubai.
Dubai is an ideal location for:
  • Trading and Import-Export Companies
  • Advertising, Technology, and Information Technology Firms
  • Businesses in the Healthcare and Tourism sectors
Công ty Singapore dành cho cá nhân và doanh nghiệp
Which person sounds like you?

Global Link Asia Consulting is here to help you solve the puzzle!

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Giải pháp mở công ty Singapore trọn gói cho công ty Start-up
Giải pháp mở công ty Singapore cho doanh nghiệp

Comprehensive company formation services in Dubai, no hidden fees

For individual or corporate investors from overseas.

Unleash success with our end-to-end Dubai company formation service
Establishment and maintenance of a Dubai company in compliance with Dubai's legal regulations, with complete documentation provided.
Opening a corporate bank account in Dubai with either an online or physical bank in Dubai.
Free international standard website design, with only hosting fees applicable.
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All-in-one company setup for Dubai's offshore, mainland, and freezone entities

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Address services, office setup in Dubai
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Digital or physical corporate bank account opening services for Dubai companies

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Accounting, internal financial reporting, tax filing preparation, and auditing for Dubai companies

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WHAT PEOPLE SAY ABOUT OUR COMPANY FORMATION SERVICES?
Khách hàng

Eric Nguyen Very professional service. Enthusiastic support, all questions are clearly answered by GLA friends. In addition, you will also be advised on the most beneficial solution for your business. Thank you GLA team for your support.

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Peter Doan Global Link truly excel in providing new and practical solutions for businesses. They support me throughout the process of opening a bank account, ensuring my success with enthusiasm and dedication. I highly recommend their services.

 
Making a difference in services
Global Link Asia Consulting is a leading, pioneering consulting firm with over 10 years of experience in advising and assisting individuals and businesses in company formation in Dubai.
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  Global Link Asia Consulting Law firms Oversea filling agents
Consult and compare options between Dubai and other countries
Consult on the most suitable bank and the account opening success rate at the start
Consult on tax, accounting, and annual obligations right from the start
Transparent fee from the start
Check your company name
Company opening
Free mail forwarding support     Charge fee
1-1 support throughout the incorporation and management process
Remind and track important deadlines
Prepare financial reports, audited reports, Annual General Meetings and Annual Returns
Dubai country domain name for your website Depend
Register DUNS for your Dubai company Depend

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Unique account openining service for Dubai companies

Experience our specialized bank account opening service for Dubai companies. Our streamlined process ensures personalized support in securing the right bank account for your business.
Consult with an expert
Mở tài khoản ngân hàng số cho công ty Dubai tại nước ngoài uy tín và trọn gói
What is the optimal choice for a Dubai business?
Physical bank account
Có
Trusted banking experience
Có
Security and stability
Không
Business owner, including the director and shareholders, must be present in Dubai to open the company's bank account
Digital bank account
Có
Easy to open
Có
Cost-effective transfers
Có
Quick support
Có
No deposit required
Có
No need to deposit
Không
Unfamiliar for most entrereneurs
 
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Professional tax accounting service for company in Dubai

Elevate your business with our comprehensive tax and accounting services in Dubai. Our team of seasoned experts, well-versed in Dubai's intricate tax and accounting landscape, is dedicated to providing tailored, high-quality solutions that address your specific financial needs.
Choose from our flexible monthly, or annual service options that best suit your needs. Explore our range of tax and accounting services here.
Consult with an expert
Dịch vụ chuẩn bị báo cáo tài chính, thuế trọn gói cho công ty Singapore
 
Why choose to work with Global Link Asia Consulting
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Over 10 years of experience, providing comprehensive services.
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Transparent services, no hidden fees.
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Accurate, easy-to-understand, and practical legal advice tailored to business needs
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Foreign entrepreneurs can set up a company in Dubai easily.

What is more, you can own 100% of the company for more than 1,000 commercial and industrial activities thanks to the Federal Decree-Law No. 26 of 2020.

Dubai provides a diverse array of business prospects and embraces a variety of industries. Among the frequently permitted sectors in Dubai are e-commerce, healthcare, tourism, and IT.

Moreover, emerging industries such as Fintech and Cryptocurrencies find Dubai's process for obtaining an operational license more straightforward and efficient than many other countries.

  • Mainland Company: This option allows you to set up a business in the local market (outside the freezones) and engage in various commercial activities across the UAE.
  • Freezone Company: Free zones offer a specialized environment for specific industries, providing benefits such as 100% foreign ownership, tax exemptions, and simplified procedures.
  • Offshore Company: An offshore company offers benefits like asset protection, financial privacy, and tax optimization, 100% ownership and international business activities.

These options provide flexibility and cater to different business needs and preferences when incorporating a company in Dubai.

Yes, foreigners can open a bank account for a company in Dubai, and the account opening process does not require residency status. However, it is crucial that the business owner (director, shareholder) be physically present in Dubai to proceed with the company's bank account opening.

In addition to the undeniable convenience when dealing with Dubai clients, the robust stability of the Dubai banking sector enables international businesses to operate smoothly and conveniently.

Yes, our pricing models are completely transparent. We offer a variety of accounting packages suitable for different business needs, and there are no hidden charges. You'll know exactly what you're paying for from the outset, ensuring cost-effective solutions.

Once you engage our tax accounting service, our experts will conduct an initial review of your financial records to ensure compliance with Dubai's Accounting Standards. We will then guide you through each step of the process, from filing taxes to annual returns, ensuring accuracy and adherence to regulations.

Our team comprises seasoned professionals with extensive knowledge of Dubai's tax landscape. We provide personalized attention, proactive guidance, and dedicated support to ensure your financial success. Our commitment to transparency, efficiency, and expertise sets us apart in delivering top-notch tax accounting solutions.

To get started with our tax accounting service for your Dubai-based company, simply reach out to us through our contact information. Our team will be glad to discuss your requirements and provide you with the necessary guidance to initiate the process.

We offer support for mainland, freezone company formation as well as offshore company incorporation in RAK.

Experience the power of our secure and user-friendly online corporate services platform. It revolutionizes the process of incorporating and maintaining compliance for your Dubai company. Gone are the days of relying on slow email responses or unanswered calls.

Our platform puts you in control. Each task is intelligently assigned and tracked, ensuring prompt and high-quality delivery. With full visibility into the status of every task, you stay informed and empowered. Embrace the future of corporate services and leave behind the inefficiencies of the past.

Once you join our platform, our dedicated service delivery team will be there to assist you every step of the way. Rest assured, you won't be dealing with impersonal chatbots during your company incorporation and compliance journey. Instead, our experienced professionals will personally engage with you on a task-by-task basis, ensuring top-notch service quality.

Through our online platform, you'll enjoy seamless coordination and collaboration with our team, making your experience efficient, dependable, and enjoyable.

Global Link Asia Consulting is ready to help

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Let Global Link Asia Consulting help you set up and manage your overseas company from A to Z so that you can focus on global ambitions and create business breakthroughs.
More than 700 business owners have chosen Global Link Asia Consulting as their strategic consulting partner for a successful company incorporation and management. And so can you too. Contact our expert and start your journey today.

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Ready to explore the Dubai business landscape? Our continuously updated article section has you covered with all the information you need!
  • Country: Hong Kong
  • Services: Company formation
  • Rating Count: 75
  • Rating Value: 4.8

If you’re starting your global business journey with a Hong Kong company, understanding your company’s identification number isn’t just helpful; it’s essential. 

In this guide, our business experts will break down everything you need to know about the Business Registration Number (BRN), its conversion to the new Unique Business Identifier (UBI), and what that means for your company. 

By the end, you’ll know exactly how to manage your Hong Kong company more confidently and efficiently. 

The transition from BRN to UBI 

Starting December 27, 2023, Hong Kong began transitioning from the BRN to the Unique Business Identifier (UBI) system. 

Why? To unify business identification codes across all government departments and make digital interactions smoother. 

Here’s what you need to know: 

  • Newly incorporated companies will automatically receive a UBI. 
  • UBI is the BRN in function; it’s just more integrated. 
  • Existing companies will have their BRNs automatically converted to UBIs. 
  • You’ll need to use your UBI when dealing with any Hong Kong government agency. 

In this article, we’ll use BRN and UBI interchangeably to refer to your company’s business registration number. 

What Is a BRN (Business Registration Number)? 

The Business Registration Number (BRN) is a unique ID assigned to every business operating in Hong Kong by the Inland Revenue Department (IRD). 

Think of it as your company’s “identity card.” Without it, you can’t legally conduct most business activities in Hong Kong. 

In short, your BRN/UBI has three main traits: 

  • It is mandatory for every business structure, from sole proprietors to multinational corporations.
  • It is issued by the Inland Revenue Department (IRD). 
  • It is used for all official interactions with the government.

BRN example from the IRD 

Why does a BRN/UBI matter in Hong Kong? 

Your BRN isn’t just a number. It’s the key that allows your Hong Kong company to operate legally, open bank accounts, and access essential services. 

Here’s what you can do once you have it: 

Category  Specific Activities
Banking & Finance  Open a business bank account, apply for loans, set up merchant accounts, and verify PayPal or other payment gateways.
Tax & Compliance File profit tax returns, apply for tax deductions, communicate with the IRD, and maintain accounting and audit records.
Business Operations  Issue invoices, sign supplier contracts, apply for licenses, and register for MPF (Mandatory Provident Fund).
Digital Platforms  Verify Amazon Seller or Alibaba business accounts, confirm Google Ads, and Facebook Business Manager.
E-commerce  Verify Shopify/WooCommerce accounts, handle international payments, and manage customs declarations.
Professional Services  Sign service contracts, apply for professional liability insurance, and join professional associations.
Import/Export  Prepare trade documents, obtain Certificates of Origin (C/O), and apply for trade finance.

Every registered business must include its BRN on official tax filings and correspondence. It’s also used to identify your business clearly and distinguish it from others, keeping your operations transparent and compliant. 

Who needs to register for a BRN/UBI in Hong Kong? 

If your business earns income or operates for profit in Hong Kong, you must register and have a BRN/UBI. This includes: 

  • All profit-generating businesses (trade, manufacturing, professional services, freelancing, clubs with income activities). 
  • Any legal entity registered under the Companies Ordinance, even if it operates outside Hong Kong. 
  • Foreign companies with a presence in Hong Kong (offices, branches, etc.). 
  • Foreign entities leasing property or having a representative office in Hong Kong.
  • Open-ended fund companies (OFCs) registered or re-domiciled under the Securities and Futures Ordinance (Cap. 571)

What happens if you don’t register for a BRN/UBI? 

Operating without a valid BRN or UBI is a direct violation of Hong Kong’s Business Registration Ordinance (BRO). 

Here are the penalties: 

  • Fine up to HKD 5,000. 
  • Imprisonment up to 1 year.

Under Cap. 310, businesses must register within one month of the date operations begin.

If you register more than 12 months late, you’ll also need to: 

Pay all outstanding registration fees and penalties for past years (under Section 7(3)). 

How to find your Hong Kong company’s BRN or UBI 

You can locate your company’s BRN/UBI through these sources: 

Business Registration Certificate (BRC) 

  • The BRC is issued by the IRD. 
  • Your BRN/UBI appears clearly on the certificate. 

You should keep the original in a safe place. 

Official IRD Documents 

Tax returns, assessment notices, and correspondence from the IRD. 

eTax Portal 

  • Log in to your eTax account. 
  • Check and download your company’s registration info. 

Government Website 

Visit gov.hk’s BRN enquiry service and enter your company name to search for your BRN/UBI.

How to get a UBI for your Hong Kong company (The right way) 

To obtain a BRN or UBI, you’ll need to first incorporate your company in Hong Kong properly. ExportHelp can assist you through every step: 

Step 1: Incorporate your company 

We’ll help you file incorporation documents with the Companies Registry and obtain your Certificate of Incorporation (CR) with your Company Registration Number (CRN)

Step 2: Receive your business registration certificate 

Once your company is incorporated, the Inland Revenue Department (IRD) will automatically issue your BRN/UBI. 

You’ll receive your Business Registration Certificate (BRC) within 1 business day, showing:

  • Your BRN/UBI.
  • Effective period of registration.

Ready to get your Hong Kong BRN/UBI with us? 

Registering for a BRN/UBI is a mandatory step for running your business legally in Hong Kong and staying connected with government agencies. 

There isn’t a shortcut to mastering BRN and UBI in Hong Kong. 

But the businesses that stay compliant and scale fast all share three things in common:

  • A proper company setup that meets Hong Kong’s legal standards. 
  • Accurate BRN/UBI registration and up-to-date records with the IRD. 
  • Reliable local support to manage filings, renewals, and compliance. 

Get these right, and you’re not just checking a box for government requirements. You’re building a strong foundation for trust, tax compliance, and international growth.

Want to make sure your Hong Kong company is set up the right way? We can help you from A to Z:

Whether you’re a solopreneur, startup, or scaling business, we’ll make sure your Hong Kong setup is fully compliant, optimized, and affordable.

FAQs about Hong Kong BRN/UBI 

1. Do I need a BRN if I only open a representative office in Hong Kong?

Yes. Any form of business presence, including a representative office or property lease, requires a BRN. 

With over a decade of experience serving as a trusted partner to more than 750 business owners seeking professional development and breakthroughs in the international market, we are an  expert strategic corporate service provider helping you incorporate and operate successfully in 10 different countries

Our areas of expertise include:

With over 10 years of experience and a team of experts with 5 to 25 years of experience (international standard certifications) as well as direct partnerships with institutions such as OCBC, UOB, DBS, PayPal, and Stripe, we are proud to offer professional, legal, transparent, sustainable services with no hidden costs.

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  • Services: DUNS registration
  • Rating Count: 49
  • Rating Value: 5

The good news is you do not need a Duns number if you create a Google Developer account for personal use.

The not-so-bad news? You must have a Dun & Bradstreet (D&B) number for your company/your organization.

The great news? Obtaining your DUNS number is straightforward and can be completed in just a few steps with the assistance of our experts.

A client our DUNS team helped during the requirement period from the Google Play Console

In this guide, we’ll walk you through:

  • Why Google requires a D-U-N-S® number for identity verification;
  • The new verification process during your business Google Developer creation;
  • How to get DUNS for your company’s Google Developer Account (with our expert support).

Let’s get into it.

What is the DUNS number for Google Developers, and why do you need it?

The D-U-N-S® number is a unique business identifier issued by Dun & Bradstreet (D&B). 

You can think of it as a digital fingerprint for your company,  one that proves your business is legitimate, registered, and trustworthy.

Google uses this number to verify your organization’s identity during processes like Google Developer registration, Play Console, or Advertiser verification.

The DUNS number helps

  1. Google matches your submitted info to official business records.
  2. Google team checks it to assess your applications faster.

But it’s not just a Google thing.

The DUNS number is used worldwide, by Apple (Apple Developer Program), TikTok (Pangle account), Amazon, Microsoft, LinkedIn, Walmart, and even government agencies in the U.S., U.K., and EU for vendor registration, app publishing, and procurement.

If you're a developer, startup, or business owner looking to scale, whether it’s launching an app, expanding internationally, or landing B2B contracts, getting a DUNS number is a smart, future-proof move. It can take you a long way in your growth journey.

How to create a Developer account for your company? (The new process)


Now that you understand the importance of having a DUNS number, let’s first discover what information you must have to create your organization’s Google Developer account.

A Duns number is essential to have your  company’s Google Play Console verified

 Pro tips for our DUNS experts to speed up your account creation

  • Update your organization’s information at least once a year to prevent verification issues;
  •  Ensure your Google Payments and developer account information match exactly;

Your organization’s information helps Google verify your identity and keep users safe. Before starting, make sure you have the following information ready.

The new process of creating a Google Developer account for an organization

Information required Description Displayed publicly?
Developer name

The name that appears on Google Play. It can differ from your legal name. 

Based on our 10 years of supporting clients, we suggest you keep the same name on Google Play as your organization.

The government agents will verify your company's authenticity if they see 2 different names during tax seasons.

Yes
Organization name Pulled from your Google Payments profile during setup. Yes
Organization address Taken from your linked Google Payments profile. Yes
Organization phone number Must be active and reachable. Yes
Organization Website

Your company’s official website.

It is optional, but we recommend you have one since it increases your chance of verification success.

No
Contact name Main point of contact for Google. No
Contact email address

For communication from Google. It must be verified.

We suggest you use your business email from Google Workspace (If any). It speeds up the verification.

No
Contact phone number For communication from Google. It must be verified. No
Developer email address Shown publicly on your Google Play profile. It must be verified. Yes
Developer phone number  Shown publicly on your Google Play profile. It must be verified. Yes
D-U-N-S Number Required if your developer account is for a company/an organization No

After submitting your information, Google will ask you to verify your:

  • Organization name and address (via Google Payments profile)
  • Emails and phone numbers (using one-time passwords)
  • Your account can’t publish apps until verification is complete

To improve transparency and user trust, Google will display publicly on your developer profile:

  1. Legal name;
  2. Legal address;
  3. Developer email address;
  4. Developer phone number.

These details help users confirm they’re downloading from a legitimate source. In addition, your contact and developer emails and phone numbers must:

  • Stay active and accessible at all times.
  • Be verified using OTP;
  • Be updated immediately if your organization’s contacts change.

How to get a DUNS number for your Google Play Console account?

The final step before publishing on Google Play is verifying your organization’s identity.

If you haven’t submitted your official business documents or D-U-N-S® Number, Google may place your verification on hold.

Global Link Asia Consulting will help you get your D-U-N-S® Number ready with our experts.

We simplify the process for global businesses, ensuring your Google Developer Account verification runs smoothly and efficiently.

We start by understanding your business goals and the purpose of your Google Developer Account.

Based on your company type,  whether tech startup, app developer, or digital agency,  we recommend a tailored D-U-N-S® registration package designed for faster approval.

If you live in a region where DUNS is not supported. We help you incorporate a company in a country that supports DUNS, such as Singapore, Hong Kong, the U.S, Canada, the U.K., or Seychelles.

You can use this company to sign contracts with your clients, do business with your partners, and more.

We help you collect and organize all required business documents for Dun & Bradstreet’s review — ensuring every detail matches your legal records and Google Payments profile.

This prevents delays caused by incomplete or inconsistent information.

Our team submits your verified application directly to Dun & Bradstreet (D&B).

We monitor the process closely and handle communication with D&B to make sure your application stays on track.

Once approved, D&B will issue your official D-U-N-S® Number, along with:

  1. The D-U-N-S® Registered™ seal;
  2. The D-U-N-S® Registered™ certificate.

These documents confirm your business's legitimacy and can be used to verify your Google Developer identity.

Once you have your D-U-N-S® Number, we can help you:

  • Verify your organization's identity for the Google Developer Account
  • Match your business details with your Google Payments profile
  • Ensure compliance with Google’s verification standards

It will take up to 7 days for Google to receive the D-U-N-S number. You have to wait until the Google verification is over to finally unlock your Google Developer account.

Ready to verify your Google Developer Account?

If you’re a mobile game studio, software company, or tech firm planning to publish apps on Google Play, Global Link Asia Consulting can help you:

  • Obtain your D-U-N-S® Number quickly
  • Complete all verification steps correctly
  • Get your developer account ready for approval

 Contact Global Link Asia Consulting today to simplify your D-U-N-S® registration and unlock your Google Developer Account.

FAQ about registering a Google Developer account

1. How long does it take to get a D-U-N-S® Number?

On average, obtaining a D-U-N-S® Number takes 4–8 weeks.
The process involves several verification steps with Dun & Bradstreet (DNB), and delays often happen if follow-ups aren’t made promptly. 

When you work with Global Link Asia Consulting (GLAC), we help you manage the entire process  from preparing documents to tracking progress — so you can receive your D-U-N-S® Number as quickly as possible.

Due to our partnership with DUNS headquarters, We offer a speed-up service that helps you obtain your D-U-N-S® Number in less than 4 weeks.

We offer comprehensive DUNS registration packages for every countries including Singapore, the USA, Hong Kong, Seychelles, BVI, Belize, Vietnam, and more. Our package includes:

  • Consulting on Suitable DUNS service packages.
  • DUNS registration for Apple Developer Account.
  • DUNS registration for Google Ads account verification.
  • DUNS registration for Apple Business Manager.
  • DUNS registration for Logistics Business.
  • DUNS registration for TikTokShop, E-commerce.

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+700
Customers
+10 years
Cross-disciplinary experience
Top 10
Leading Asian Brand


  • Country: Hong Kong
  • Services: Company formation
  • Rating Count: 33
  • Rating Value: 5

Most businesses assume the SFC license in Hong Kong only matters for big finance players. That’s the myth. 2025 compliance is a different landscape. Tighter regulations. Stricter audits. And penalties that can halt operations overnight.

It’s not just banks or hedge funds; fintech startups, asset managers, and even smaller advisory firms are now on the hook. Yet many teams still treat licensing as a box to tick later. 

In Hong Kong, licensing isn’t background paperwork. It’s the gatekeeper to your business staying open. This guide breaks down what the SFRC license is, who needs it, and why acting now protects your 2025 growth.

A short overview of the finance landscape in Hong Kong

Hong Kong’s financial system is tightly governed,  and it matters for anyone entering the market. The Securities and Futures Commission (SFC) is the main regulator overseeing ‘securities’ and ‘futures’ activities under the Securities and Futures Ordinance (Cap. 571).

It also shares oversight of banks classified as ‘registered institutions.’ But primary supervision of those banks falls to the Hong Kong Monetary Authority (HKMA) under the Banking Ordinance (Cap. 155).

For overseas financial institutions or foreigners opening a company in Hong Kong offering their Fintech, financial products/services, the key takeaway is clear: To operate in Hong Kong, you must understand the regulatory landscape, meet licensing requirements for Regulated Activity (RA), and follow the procedures set by the SFC and HKMA.

What is an SFC license?

An SFC license is an official permit issued by Hong Kong’s Securities and Futures Commission (SFC). It authorizes companies and individuals to carry out regulated activities (RA) in the securities and futures industry. Both local and foreign businesses need an SFC license to stay compliant, unless they meet specific exemptions.

12 types of regulated activities  that need licensing

Use the list below to understand the categories defined under the Securities and Futures Ordinance for businesses operating in Hong Kong’s securities and futures markets.  These are the activities that require licensing or registration with the SFC. 

If your company in Hong Kong offers business activities that resemble the regulated activities by the SFC, you must apply for a license.

Type Activities
Type 1 Dealing in securities
Type 2 Dealing in futures contracts
Type 3 Foreign exchange trading
Type 4 Advising on securities
Type 5 Advising on futures contracts
Type 6 Advising on corporate finance
Type 7 Providing automated trading services
Type 8 Securities margin financing
Type 9 Asset management
Type 10 Providing credit rating services
Type 11 Dealing in or advising on OTC derivative products
Type 12 Providing client clearing services for OTC transactions

When do SFC exemptions apply?

Not every business operating around securities or futures in Hong Kong needs an SFC license. So before you spend time and money applying, let’s be clear about when exemptions actually apply.

The 2 common exemptions from SFC licensing are group company exemptions and incidental exemptions.

Group company exemptions

Group company exemptions are the most common. A Hong Kong firm providing Type 4 (Advising on Securities) or Type 9 (Asset Management) services only to:

  • It's 100% parent company
  • Its wholly owned subsidiaries
  • Other wholly owned subsidiaries of that parent

They qualify to skip a separate license. Because the SFC recognizes that regulated activities within a single corporate family don’t carry the same third-party risks.

If third-party money is involved, like managing a fund, even intra-group Type 9 activities won’t be exempt.

Imagine Harbor Capital Asia, a wholly owned subsidiary of Harbor Group Holdings, a global asset manager. Harbor Capital Asia manages portfolios exclusively for its parent company’s internal funds and for two other Harbor subsidiaries, with no outside investors.  Because all activity stays within the corporate family and no third-party money is involved, they qualify for the intra-group exemption and don’t need a separate Type 9 license.

Incidental exemptions

Incidental exemptions are another key area. Sometimes, one license lets you carry out closely related activities without needing a second one.

For example:

  • A Type 1 (Dealing in Securities) licensee can also handle Type 4 (Advising on Securities) or Type 9 (Asset Management) if those are incidental to its main business.
  • A Type 9 (Asset Management) licensee can carry out Type 1, Type 2 (Futures), Type 4, and Type 5 (Futures Advising) if these services are part of managing a client’s assets.
  • Expanded permissions for Type 3 (Leveraged FX Trading) and Type 12 (OTC Clearing) aren’t active yet and await SFC guidance before relying on them.

 Consider Pearl Bay Investments, a Hong Kong asset manager holding a Type 9 license.  One of its institutional clients asks Pearl Bay to execute a small number of securities trades directly related to the portfolios Pearl already manages.

Instead of applying for a separate Type 1 license, Pearl Bay can rely on the incidental exemption: those trades are a necessary part of delivering its core asset management service.  By using this exemption properly, Pearl Bay saves time and compliance costs while staying fully within SFC rules.

Requirements for an SFC license

To help you get the license, our incorporation experts prepare a summary of what you need before applying. Each item is a foundation for smooth approval and long-term regulatory health.

These requirements below include, but are not limited to (Since each company must submit other documents based on their company activities, shareholding,  each depends on the SFC boards upon examination):

Requirement What must you satisfy
Legal form The company must be a Hong Kong-incorporated or an overseas company registered as a branch in Hong Kong. Sole proprietors and partnerships are not eligible.
Regulated activity (RA) The company must identify the specific RA type(s) (e.g., Type 1 Dealing in Securities, Type 9 Asset Management). Each RA has tailored criteria and capital thresholds.
Minimum Paid-up capital & Liquid capital Capital requirements vary: e.g., Type 4 or Type 9 typically HKD 100,000 paid-up and HKD 100,000 liquid minimum.
Responsible officers (ROs)

The company must have at least 2 ROs for each RA, with 1 executive director actively managing day-to-day business.

ROs must have relevant experience and pass the local exams.

Fit and proper test Directors, shareholders, and ROs must pass the SFC’s fit-and-proper assessment (integrity, competence, and financial soundness).
Business plan & Internal controls The company must provide a detailed business plan, compliance manual, risk management policies, AML/CTF measures, and proper record-keeping procedures.
Physical office in HK A local business address with proper facilities and staff. Virtual offices and registered address services are not accepted.
Auditor appointment The company must have an independent, approved auditor
Application fee & processing Time The company has to pay non-refundable fees (varies by RA) and expects around 20 weeks for SFC review plus prep time.
Ongoing obligations After licensing, the company must maintain minimum capital, submit annual returns/audits, notify SFC of changes, and comply with AML/KYC regulations.

How to get your company's SFC license in 5 steps

Before you can even apply for an SFC license, you need a properly structured entity. Our experts can align your company setup with SFC standards right from the start.

  • Incorporate a Hong Kong limited company (or register a branch).
  • Appoint qualified directors and secure a local registered address.
  • Ensure your business structure fits SFC’s eligibility requirements.

SFC licenses are activity-specific, choosing the right type is critical. We’ll analyze your business model so you don’t over- or under-license and risk compliance issues later.

Examples of common Regulated Activities (RAs):

  • Type 1: Dealing in securities
  • Type 4: Advising on securities
  • Type 9: Asset management
p>Our team can draft documents, review your capital structure, and help you source qualified ROs.

You’ll need to:

  1. Recruit or appoint Responsible Officers (ROs) with the right experience and exams.
  2. Maintain paid-up capital and liquid capital at SFC’s required levels.
  3. Prepare compliance manuals, AML/KYC policies, and internal control systems.

We handle the heavy lifting from preparing, reviewing, to communicating directly with SFC so your application moves fast.

  1. Gather incorporation documents, shareholder/director details, business plans, and policies.
  2. Complete the SFC forms, pay the fees, and ensure every detail matches compliance rules.
  3. Respond quickly to SFC’s follow-up questions to keep timelines on track.

Once you receive approval (usually in 20–24 weeks), you’re officially licensed. But the work doesn’t stop there; your Hong Kong company must maintain annual compliance. Our post-licensing support keeps your business running smoothly and risk-free long after approval.

  1. Launch operations under SFC oversight.
  2. Maintain ongoing compliance—regular filings, capital maintenance, and AML training.
  3. Set up periodic audits and monitoring to avoid penalties.

Is getting an SFC license worth it?

It should be pretty clear now: securing an SFC license in Hong Kong is complex, and it’s not necessarily the right move for every business immediately.

If you do not have 

  • A well-defined, regulated-activity model;
  • Qualified personnel and strong compliance structures;
  • Enough resources for setup and ongoing obligations.

It may make sense to delay. For others, the risk of operating without a license or misinterpreting exemptions simply isn’t worth it.

For now, you should focus on validating your business model, building internal capacity, and ensuring you meet the core requirements.

When you’re ready, you can apply with confidence. Global Link Asia Consulting and our experts are here to support you. 

Global Link Asia Consulting will be your Hong Kong business partner, the one that helps you simplify complexity, reduce risk, and position your company for success from day one.

FAQs about declaring company dormancy

1. When is the intra-group exemption available?

If a Hong Kong company carries on Type 4 (Advising on Securities) or Type 9 (Asset Management) solely for its 100% parent, its wholly owned subsidiaries, or sibling subsidiaries of the same parent, it may qualify for a group company (intra-group) exemption from having to be licensed for those activities.

With over a decade of experience serving as a trusted partner to more than 750 business owners seeking professional development and breakthroughs in the international market, we are an  expert strategic corporate service provider helping you incorporate and operate successfully in 10 different countries

Our areas of expertise include:

With over 10 years of experience and a team of experts with 5 to 25 years of experience (international standard certifications) as well as direct partnerships with institutions such as OCBC, UOB, DBS, PayPal, and Stripe, we are proud to offer professional, legal, transparent, sustainable services with no hidden costs.

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Giấy phép kinh doanh là yêu cầu bắt buộc để kinh doanh thành công tại Mỹ, nhưng không phải công ty Mỹ nào cũng cần giấy phép.

Luật liên bang, tiểu bang và thành phố ở Mỹ rất khác nhau. Một số loại hình kinh doanh có thể hoạt động mà không cần giấy phép cụ thể, trong khi số khác bắt buộc phải đăng ký ngay từ khi mở công ty.

Sai một bước, Doanh nghiệp mất thời gian, tiền bạc và cơ hội mở rộng, tương tự như nhiều khách hàng chuyển dịch vụ sang Global Link Asia Consulting để khắc phục sự cố.

Hướng dẫn tổng quát sau đây sẽ giúp Doanh nghiệp  xác định chính xác khi nào phải đăng ký, giấy phép nào cần cho từng ngành và cách tiết kiệm chi phí trong năm 2025.

Giấy phép kinh doanh ở Mỹ là gì?

Yêu cầu nộp giấy phép phục thuộc vào địa điểm hoạt động công ty và yêu cầu chính phủ

Theo định nghĩa của cơ quan quản lý doanh nghiệp Mỹ (Small Business Administration (“SBA”)), đăng ký giấy phép là yêu cầu bắt buộc.

Giấy phép kinh doanh Mỹ là giấy phép chính thức cho phép một công ty hoạt động trong một lĩnh vực, một khu vực địa lý nhất định, do chính quyền địa phương, tiểu bang hoặc liên bang Mỹ cấp.

Phạm vi của giấy phép này phụ thuộc vào loại hình kinh doanh, vị trí và các quy định của ngành.

Ví dụ, một nhà hàng mở tại North Dakota cần giấy phép vệ sinh an toàn thực phẩm, giấy phép bán rượu và giấy phép kinh doanh để hoạt động trong tiểu bang North Dakota. Nếu nhà hàng sở hữu một trang trại trăn nuôi động vật lấy thịt, nhà hàng cũng cần có giấy phép chăn nuôi từ bộ Nông nghiệp Mỹ USDA.

Trong khi đó, một nhà thiết kế đồ họa tự do chỉ cần giấy phép cơ bản để cung cấp dịch vụ hợp pháp tại nhà nếu chọn mở công ty tư nhân.

Một giấy phép đúng chuẩn cần đáp ứng 3 chuẩn mực sau:

  • Đảm bảo công ty tuân thủ luật pháp và quy định;
  • Giúp chính quyền quản lý và giám sát doanh nghiệp hằng năm;
  • Tạo uy tín cho doanh nghiệp

Có bao nhiêu loại giấy phép kinh doanh? 

Doanh nghiệp thành lập công ty tại Mỹ sẽ cần 1 trong 4 loại giấy phép sau: Giấy phép liên bang, giấy phép tiểu bang, giấy phép của địa phương (chính quyền thành phố, quận) và giấy phép kinh doanh tại nhà. 

Các chủ doanh nghiệp thành lập công ty tại Mỹ cần kiểm tra xem mình cần giấy phép nào từ chính phủ liên bang Mỹ và chỉnh phủ tiêu bang như Delaware, Texas, California  tại nơi mình mở công ty.

Giấy phép kinh doanh, vận hành cấp liên bang

Các doanh nghiệp mở công ty ở Mỹ cần kết hợp giấy phép từ cả cơ quan liên bang và tiểu bang. 

Nếu hoạt động kinh doanh của công ty thuộc lĩnh vực do cơ quan liên bang quản lý, Doanh nghiệp phải xin giấy phép hoặc giấy tờ phù hợp từ cơ quan quản lý cấp liên bang tại Mỹ.

Giấy phép kinh doanh từ cơ quan USDA trong lĩnh vực Nông nghiệp Mỹ cho từng chuyên môn

Lưu ý từ chuyên gia tư vấn thị trường Mỹ

Doanh nghiệp cần kiểm tra xem hoạt động kinh doanh của bạn có thuộc danh sách dưới đây không. Danh sách dưới đây bao gồm, nhưng không giới hạn ở các lĩnh vực trong bảng dưới

Ví dụ: nếu công ty kinh doanh lĩnh vực Crypto, tài chính, công ty sẽ cần đăng ký và cấp phép từ cơ quan Fincen.

Yêu cầu và phí sẽ thay đổi tùy vào loại hình kinh doanh và cơ quan cấp phép. Doanh nghiệp hãy liên hệ trực tiếp cơ quan liên bang hoặc tiểu bang để biết chi tiết hoặc gọi điện trực tiếp cho chuyên gia Gobal Link Asia Consulting để được tư vấn chi tiết.

Các lĩnh vực kinh doanh công ty Mỹ cần đăng ký giấy phép từ cơ quan chính phủ liên bang bao gồm, nhưng không giới hạn ở các lĩnh vực trong bảng dưới đây:

Hoạt động kinh doanh Mô tả Cơ quan cấp phép
Nông nghiệp Nhập khẩu hoặc vận chuyển qua các bang: động vật, sản phẩm động vật, sinh học, công nghệ sinh học hoặc thực vật Bộ Nông nghiệp Hoa Kỳ (U.S. Department of Agriculture)
Đồ uống có cồn Sản xuất, bán buôn, nhập khẩu, bán lẻ Cục Thuế & Thương mại Rượu và Thuốc lá (TTB); Sở Kiểm soát Rượu địa phương
Hàng không Vận hành máy bay, vận chuyển hàng hóa/hành khách bằng đường không, bảo dưỡng máy bay Cục Hàng không Liên bang (Federal Aviation Administration)
Vũ khí, đạn dược, chất nổ Sản xuất, bán, nhập khẩu Cục Rượu, Thuốc lá, Súng đạn và Chất nổ (ATF)
Thủy sản & động vật hoang dã Nhập khẩu/xuất khẩu động vật hoang dã hoặc sản phẩm liên quan Dịch vụ Cá và Động vật Hoang dã Hoa Kỳ (U.S. Fish and Wildlife Service)
Ngư nghiệp thương mại Hoạt động đánh bắt cá thương mại Cục Quản lý Nghề cá NOAA (NOAA Fisheries Service)
Vận tải biển Vận chuyển người hoặc hàng hóa bằng đường biển Ủy ban Hàng hải Liên bang (Federal Maritime Commission)
Khai thác khoáng sản & khoan dầu Khoan khai thác khí đốt, dầu hoặc tài nguyên khoáng sản trên đất liên bang Cục An toàn và Thực thi Môi trường (Bureau of Safety and Environmental Enforcement)
Năng lượng hạt nhân Sản xuất năng lượng hạt nhân thương mại, vận hành cơ sở nhiên liệu, phân phối/xử lý chất hạt nhân Ủy ban Quản lý Hạt nhân Hoa Kỳ (U.S. Nuclear Regulatory Commission)
Phát thanh & truyền hình Phát thông tin qua radio, truyền hình, dây, vệ tinh, cáp Ủy ban Truyền thông Liên bang (Federal Communications Commission)
Vận tải & logistics Vận hành phương tiện quá khổ hoặc quá tải (giấy phép do tiểu bang cấp, nhưng Bộ Giao thông Hoa Kỳ hướng dẫn) Bộ Giao thông Vận tải Hoa Kỳ (U.S. Department of Transportation)

Giấy phép kinh doanh, vận hành cấp tiểu bang

Các giấy phép và giấy tờ công ty Mỹ cần từ tiểu bang, quận hoặc thành phố sẽ phụ thuộc vào loại hình kinh doanh và địa điểm hoạt động trong tiểu bang đó.  Phí cấp giấy phép kinh doanh sẽ khác nhau tùy tiểu bang.

Tiểu bang thường quản lý phạm vi hoạt động rộng hơn so với liên bang. Một số loại hình kinh doanh phổ biến được quản lý ở cấp địa phương gồm:

  • Xây dựng;
  • Giặt khô;
  • Nông nghiệp;
  • Hệ thống ống nước;
  • Nhà hàng;
  • Bán lẻ;
  • Máy bán hàng tự động;
  • Lĩnh vực liên qua chuyên môn như bác sĩ chuyên khoa, kiến trúc sư, luật sư, nha khoa, sửa chữa ô tô.

Một số giấy phép và giấy tờ sẽ hết hạn sau một thời gian nhất định. Ví dụ, gấy phép hành nghề chuyên môn tại Delaware, chẳng hạn như giấy phép cho quản lý viện dưỡng lão (nursing home administrators), yêu cầu gia hạn hai năm một lần (biennial renewal).

Bên cạnh đó, Doanh nghiệp cũng cần lưu ý kiểm tra xem công ty có cần các giấy phép, giấy chứng nhận về thuế để làm việc với các cơ quan thuế tiểu bang (Resales certificate).

Kinh nghiệm của chuyên gia Global Link Asia Consutling cho thấy quy trình gia hạn giấy phép thường dễ hơn xin giấy phép mới. Vì vậy. chủ doanh nghiệp nên lưu ý về thời hạn gia hạn giấy phép để việc duy trì kinh doanh dễ dàng hơn.

Giấy phép và giấy tờ của địa phương

1 loại giấy phép khác cũng không kém phần quan trọng khi kinh doanh là giấy phép địa phương

Do chính quyền thành phố hoặc quận cấp, thường phụ thuộc vào loại hình và vị trí kinh doanh. Ví dụ:

  • Giấy phép kinh doanh chung: Bắt buộc với hầu hết doanh nghiệp để hoạt động hợp pháp;
  • Giấy phép quy hoạch (Zoning permit): Đảm bảo doanh nghiệp tuân thủ quy định về phân khu;
  • Giấy phép xây dựng: Yêu cầu khi xây mới hoặc sửa chữa không gian kinh doanh;
  • Giấy phép bảng hiệu: Quy định kích thước, kiểu dáng và vị trí biển quảng cáo;
  • Giấy phép y tế: Dành cho nhà hàng, dịch vụ y tế hoặc ngành ảnh hưởng sức khỏe cộng đồng;
  • Giấy phép phòng cháy chữa cháy: Cần thiết nếu doanh nghiệp sử dụng vật liệu dễ cháy hoặc có số lượng người ra vào lớn.

Zoning permit từ Wyoming County, New York

Giấy phép kinh doanh tại nhà

Nếu chủ doanh nghiệp đang sinh sống tại Mỹ có ý định kinh doanh ngay từ căn nhà của mình, công ty sẽ cần đăng ký 1 loại giấy phép đặc biệt để được vận hành kinh doanh.

Giấy phép kinh doanh tại nhà (Home occupation permit) cho phép công ty hoạt đọng tại nhà chủ công ty với điều kiện công ty đáp ứng yêu cầu đăng ký như lĩnh vực kinh doanh cho phép, mức độ tiếng ồn tối thiểu, số lượng nhân sự, vùng sinh sống, và địa chỉ ở.

Đăng ký giấy phép kinh doanh tại nhà tại District of Columbia DC Mỹ

GLAC hỗ trợ bạn đăng ký giấy phép kinh doanh cho công ty Mỹ như thế nào? 

Doanh nghiệp hoàn toàn có thể tự mình xin giấy phép kinh doanh. Tuy nhiên, công ty có thể gặp rủi ro bị từ chối hoặc không xin đủ các loại giấy phép cần thiết.

Global Link Asia Consulting hỗ trợ doanh nghiệp chuẩn bị hồ sơ và đảm bảo công ty nhận đúng giấy phép theo yêu cầu pháp lý sau khi thành lập công ty tại Mỹ.

Nhiều doanh nghiệp bị phạt hoặc đình chỉ hoạt động không phải vì họ không muốn tuân thủ, mà vì họ không biết mình cần giấy phép nào. 

Mỗi tiểu bang, quận hoặc thành phố đều có quy định riêng. 

Chủ doanh nghiệp cần xác định chính xác các giấy phép và giấy tờ bắt buộc cho ngành nghề cũng như địa điểm hoạt động trước khi bắt đầu.

Global Link Asia Consulting sẽ hỗ trợ Doanh nghiệp làm rõ đầy đủ các loại giấy phép dựa trên file KYC chuẩn bị bởi chuyên gia Global Link Asia Consulting. Công ty Mỹ sẽ đăng ký các giấy phép dựa trên tư vấn chính xác, đầy đủ từ chuyên gia công ty.

Nếu Doanh nghiệp đang có ý định mở công ty Mỹ để kinh doanh, Global Link Asia Consulting sẽ tư vấn và hỗ trợ Doanh nghiệp thành lập công ty trọn gói và tư vấn đăng ký các giấy phép phù hợp. 

Công ty không nên đánh giá thấp khâu chuẩn bị hồ sơ. Doanh nghiệp cần chuẩn bị:

  • Bằng chứng đăng ký tên doanh nghiệp (DBA);
  • Kế hoạch kinh doanh chi tiết và mô tả hoạt động;
  • Hợp đồng thuê mặt bằng hoặc giấy tờ sở hữu bất động sản;
  • Điều lệ thành lập công ty hoặc LLC;
  • Báo cáo tài chính hoặc bằng chứng về vốn.

Một số tài liệu yêu cầu công chứng hoặc chứng thực. Vì vậy doanh nghiệp cần dành thời gian hoàn tất. 

Đối với các ngành nghề được quản lý chặt chẽ, công ty có thể phải bổ sung thư giới thiệu hoặc thư cam kết.

Khi công ty điền đơn đăng ký, một lỗi nhỏ cũng có thể làm chậm quá trình xử lý. Doanh nghiệp cần kiểm tra kỹ từng mục trước khi nộp. 

Nếu công ty xin nhiều giấy phép ở các cấp khác nhau (địa phương, tiểu bang, liên bang), chủ doanh nghiệp cần sắp xếp hồ sơ gọn gàng và đầy đủ cho từng đơn.

Phí cấp phép có thể cố định hoặc dựa trên quy mô và doanh thu dự kiến của doanh nghiệp. Một số cơ quan chấp nhận thanh toán trực tuyến, trong khi số khác chỉ nhận séc hoặc phiếu chuyển tiền. Công ty cần chuẩn bị phương thức thanh toán đúng yêu cầu để tránh chậm trễ.

Một số lĩnh vực như nhà hàng, cơ sở giữ trẻ hoặc nhà máy sản xuất cần kiểm tra trước khi cấp phép. Công ty nên đặt lịch kiểm tra sớm và chuẩn bị đầy đủ để đáp ứng các tiêu chuẩn.

Khi được chấp thuận, doanh nghiệp sẽ nhận giấy phép qua bưu điện hoặc trực tuyến. 

1. Công ty Mỹ có cần giấy phép từ sở y tế không?

Doanh nghiệp cần giấy phép y tế địa phương nếu hoạt động của doanh nghiệp liên quan đến việc chế biến, xử lý hoặc phân phối thực phẩm.

Giấy phép y tế thường thuộc thẩm quyền của sở y tế quận (County health department), và doanh nghiệp nên liên hệ với cơ quan để tìm hiểu các yêu cầu địa phương.

Ở một số khu vực pháp lý, những doanh nghiệp có hoạt động tiếp xúc trực tiếp với cơ thể người (như tiệm nail hoặc tiệm mát-xa) cũng sẽ cần giấy phép y tế, tương tự như các cơ sở sức khỏe như hồ bơi và spa.

Sở y tế sẽ muốn kiểm tra cơ sở vật chất của doanh nghiệp trước khi cấp giấy phép và có thể sẽ tiến hành kiểm tra định kỳ hằng năm sau đó.

 Nếu doanh nghiệp đang vận hành một nhà hàng hoặc hoạt động kinh doanh chế biến thực phẩm khác, doanh nghiệp cũng có thể cần hoàn thành khóa học về an toàn thực phẩm và duy trì chứng nhận đó.

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When 2025 rolls in and your company closes its books, two things matter:

  • Compliance with Hong Kong’s Companies Ordinance and Inland Revenue rules;
  • Confidence from investors, banks, and partners.

Most companies meet one of those. Very few consistently achieve both. And that’s the risk.

According to our company Hong Kong CPAs, nearly 40% of already-established Hong Kong companies, owned by foreigners, missed this critical knowledge and sought our support after receiving a court summons.

Below is the case of one of the clients we helped. He received a court summons from the Hong Kong Eastern Magistrate’s Courts for failing to comply with the company audit and Profit tax return preparation.

We had to step in, secure all documents from his previous corporate service provider, and communicate with CR, IRD, and the court to help him reduce the penalty and comply with the laws.

Our customer story and how we helped

In this guide, you will learn, with insight from IRD-approved auditors that we partner with:

  • Who really needs an audit in Hong Kong this year
  • Key deadlines, exemptions, and costs you must know
  • Step-by-step process to manage your company audit without a headache

Let’s break it down.

Overview of the Hong Kong auditing regulations

What is an audit for a Hong Kong company?

An audit in Hong Kong is a compulsory formal review of your company’s financial statements by a licensed Certified Public Accountant (CPA).

Under Hong Kong’s Companies Ordinance (CO) Part 9 Accounts and Audit, every Hong Kong-incorporated company, except those officially declared dormant, must have its financial statements audited each year.

In addition, the Inland Revenue Ordinance (IRO) requires corporations to submit audited financial statements and an auditor’s report as supplementary documents when filing their Profits Tax Return (PTR).

The Inland Revenue Department (IRD) and Companies Ordinance require this to:

  • Verify accuracy – Make sure your reported profits, taxes, and records match reality;
  • Ensure compliance – Confirm your company is following Hong Kong tax and corporate laws;
  • Build trust – Provide investors, banks, and partners with reliable, unbiased numbers.

The audit is performed by an independent CPA. This third-party check prevents internal bias or miscalculations.

Who needs auditing in Hong Kong (and who doesn’t need?) 

Not every business in Hong Kong has to go through a full audit. But most do.

Here’s how it breaks down:

1. Mandatory audit requirements

Under the Hong Kong Companies Ordinance, these entities must comply with full audit requirements 

  • All active Hong Kong companies (private and public);
  • Subsidiaries of Hong Kong companies;
  • Companies with gross income over HK$2 million (new requirement as of April 2023);
  • Listed companies on The Stock Exchange of Hong Kong Limited (SEHK), with enhanced requirements;
  • If you are a foreigner opening a Hong Kong company, your company must have its financial statement audited annually.

When do you submit your company audit and tax documents to IRD?

After your audit, you must submit your audited financial statements, tax computation, and PTR. 

First PTR: Issued 18 months after incorporation.The exact compliance date is printed on page 1 of your PTR—always double-check to avoid late filing.

If you need extra time to file tax returns, you can apply for an extension through your auditor or tax representative like Global Link Asia Consulting.

Let’s say your company was incorporated on January 1, 2024.TR would be issued by the IRD around June 2025 (18 months after incorporation). 

Financial year ended Filing due date
Between 1 January and 31 March 15 November of the calendar year in which the financial year ended
Between 1 April and 30 November 2 May of the calendar year following which the financial year ended
Between 1 December and 31 December 15 August of the calendar year following which the financial year ended

Small company exemptions: How to qualify for simplified reporting

If your company qualifies as a “small private company”, “eligible group,” or “dormant entity,” you may be able to:

  • Reduce audit fees by 15–30%;
  • Prepare much simpler financial statements;
  • Avoid full disclosures under HKFRS;
  • Minimize regulatory workload and review time.

But before you apply, you need to meet the size tests and follow the right approval process.

Global Link Asia Consulting recently reviewed a Hong Kong-based e-commerce company with low operating costs and a lean team.

At first glance, they assumed they were too “active” to qualify for small company reporting exemptions.

But after checking their latest financials, we found they easily met the threshold. 

The result? They qualified, and with that came a 25% reduction in their annual audit fees and simplified filing requirements for both directors and the tax team

To see if your company qualifies, you can use our qualification matrix here:

Company Type Revenue Threshold Asset Threshold Employee Threshold Additional Requirements
Small Private Company < HK$100 million < HK$100 million < 100 Must meet 2 out of 3 criteria
Small Guarantee Company < HK$25 million No limit No limit Revenue threshold only
Small Group (Private) < HK$100M (aggregate) < HK$100M (aggregate) < 100 (aggregate) Must meet 2 out of 3 criteria
Small Group (Guarantee) < HK$25M (aggregate) No limit No limit Revenue threshold only
Other Private Company Any size Any size Any size Unanimous written agreement required

How to choose an audit service in Hong Kong

Once you know if your company in Hong Kong needs an audit or not. It is time you found an audit service. 

Your auditor must be external and independent, but beyond that, the right choice can save you time, money, and headaches.

Key factors you must consider are licensing, cost, and industry expertise.

1. Licensing and credibility

The auditor’s license is non-negotiable.

In Hong Kong, only Certified Public Accountants (CPAs) registered with the Hong Kong Institute of Certified Public Accountants (HKICPA) can conduct statutory audits. 

You can verify your auditor's license by checking their HKICPA membership via this link Membership. It protects you from compliance risks.

HKICPA doesn’t just register accountants. It sets the Hong Kong Standards on Auditing, Quality Control, Assurance, and Related Services.

These standards are the benchmark for every statutory audit under the Companies Ordinance (Cap. 622).

To put that in perspective:

  • If you hire an unregistered accountant, your audit won’t meet legal requirements.
  • Even firms with solid reputations abroad must hold HKICPA registration to audit Hong Kong companies.

Document required for your Hong Kong company audit

Audits aren’t just about numbers on a page. Missing or incomplete paperwork is one of the fastest ways to delay your audit or invite unnecessary scrutiny.

Staying organised makes the entire process faster, smoother, and less stressful. Here’s exactly the documents you need to prepare for the Hong Kong auditors.

Documetns Examples
Core financial statements
  • Balance sheet;
  • Income statement;
  • Ledger of business transactions;
  • Management accounts;
  • All other financial statements.
Invoices and Receipts
  • All sales and purchase invoices;
  • All expenditure receipts;
  • All consulting service invoices;
  • All subcontractors’ invoices;
  • All merchant account statements.
Banking and Contracts
  • All bank statements;
  • All contracts.
Additional supporting records
  • Organisation chart showing overseas operations;
  • Travel receipts and passport copies as proof of visits;
  • Shipping documents;
  • Sales orders;
  • Itemised telephone bills and faxes as proof of official calls.

Once your auditor receives these documents, they’ll review the statements and supporting records, then provide their professional opinion on accuracy and compliance. 

Proper preparation ensures your audit is handled efficiently and without surprises.

Step-by-step process for auditing with us

If you’re ready to audit your company, knowing what to expect can make the process far smoother and less stressful.

The steps below break down exactly how to stay audit-ready, file correctly, and optimize your tax position with Global Link Asia Consulting.

You can start by sending us a quick email. We’ll review your needs and provide a clear, no-surprises quotation, so you know exactly what you’ll pay.

Once you’re happy with the quote, you fill out our short registration form. 

From there, we’ll handle everything, coordinating your audit, preparing filings, and keeping you fully compliant, so you can focus on running and growing your business without the paperwork headaches.

The most effective audit starts months before the auditor arrives. 

  1. We will begin by setting an annual audit calendar that outlines your accounting reference date, interim checks, and planned audit window. 
  2. We keep your bookkeeping current every month (posting invoices, reconciling bank statements, and storing receipts as you go) 
  3. We reconcile critical accounts like payables, receivables, and payroll quarterly, and run spot checks on controls such as expense approvals or segregation of duties. 
  4. Six to eight weeks before your scheduled audit, we prepare a pre-audit pack containing your trial balance, reconciliations, fixed asset register, and board minutes. 
  5. We will help you comply with annual obligations for your Hong Kong companies 

If some of your profits are earned outside Hong Kong, you may qualify for offshore tax exemptions. To benefit, we start by mapping where each revenue stream is sourced and documenting where services were delivered or contracts performed. 

Our tax advisor will apply Hong Kong’s profit-sourcing rules and gather strong evidence, such as foreign contracts, shipping documents, or bank receipts. 

We keep separate ledgers for Hong Kong and offshore activities to make your tax computation transparent. 

Before submitting your PTR, we prepare a clear explanation with supporting schedules for your offshore claim. 

Finally, we maintain board resolutions and meeting minutes explaining your offshore operations so you can easily respond to IRD queries if they arise.

Hong Kong companies must file an annual return (NAR1), profits tax return (PTR), and audited financial statements that comply with Hong Kong Financial Reporting Standards (HKFRS); 

  • First, we will confirm your filing deadlines so you can plan the audit timeline; 
  • Next, we prepare year-end accounts under HKFRS, making all necessary adjustments for accruals, depreciation, or impairments; 
  • We engage your auditor early, providing them with reconciliations, contracts, and tax computations;
  • Once the statutory audit is complete, we attach the signed financial statements and auditor’s report to your PTR; 
  • On your behalf, we submit your PTR and audited financial statements on time and respond promptly to any Inland Revenue Department (IRD) queries; 
  • We file your NAR1 with the Companies Registry and archive all signed accounts and tax documents securely for the statutory retention period.

What audit non-compliance actually costs (Real penalty case)

Failing to comply with audit requirements in Hong Kong is expensive. And regulators are cracking down harder than ever.

Here are some real examples that you should know to see that Hong Kong takes audit requirements seriously.

1. Company incorporated more than 18 months

Imagine if your audit firm faced a million-dollar penalty, not for fraud, but for failing to follow the standards.

That’s exactly what happened to BDO Limited in Hong Kong.

On December 20, 2024, the Accounting and Financial Reporting Council (AFRC) took disciplinary action against BDO and two of its partners for serious audit deficiencies.

But this case didn’t just result in a major hefty fine 
It marked two major firsts in Hong Kong’s regulatory history:

  • The first audit settlement case involving a listed entity
  • The first disciplinary order mandating Continuing Professional Development (CPD)

And it sets a precedent for how Hong Kong regulators will treat audit quality failures moving forward — even if the breaches happened years ago.

BDO, along with Mr. Lo Ngai Hang and Mr. Lam Hung Yun Andrew, were sanctioned for their audit work on China Water Affairs Group Limited and its subsidiaries, covering five consecutive years (2011–2016).

The AFRC found multiple violations of auditing standards over this extended period. And even though the firm and its partners cooperated, the penalties were steep:

  • Total fines imposed: HK$1.456 million
  • Additional penalty: Each auditor was ordered to complete extra CPD hours — a first in Hong Kong enforcement history.

BDO and the individuals accepted responsibility and settled early, which triggered a 30% penalty reduction under the AFRC’s Cooperation Policy.

3. Treat every one of your company audits seriously

It’s easy to think of audits as short-term deliverables — documents signed, filed, and forgotten after the financial year closes.

But in reality, audit decisions live on long after the report date, especially in high-stakes situations like IPOs or public company filings.

In those cases above, audit work done over 20 years ago was still subject to investigation, enforcement, and public reprimand. The professional standards still applied, and once questioned, the accountability remained intact.

When you sign off on an audit today, you’re not just certifying the past; you’re shaping your firm’s future legal and reputational exposure.

Are you ready to get your Hong Kong company’s financial statement audited?

In Hong Kong, audits don’t just keep you legal, they shape how investors, banks, and tax authorities view your company’s credibility.

And right now, staying compliant is easier than ever. The rules are clear, and reliable CPAs are ready to handle the heavy lifting.

The process above gives you the direction. Run every step, and stay audit-ready year after year.

And if you need help, you can always count on us. Give us a call or send us an email, and our auditing and accounting experts will get back to you straight away to make sure everything is handled seamlessly.

With 10 years of expertise helping hundreds of Hong Kong companies comply and grow over the years, we know how to help your Hong Kong company create a breakthrough in the global market.

FAQs about Hong Kong company auditing

1. Is my company exempt from an audit in Hong Kong?

Your company is exempt from filing audited financial statements and an auditor’s report in conjunction with its Profits Tax Return (PTR) submission if it belongs to”

  1. Companies that qualify as dormant under the Hong Kong Companies Ordinance;
  2. Companies incorporated in jurisdictions where the preparation of audited financial statements is not mandated;
  3. Branch offices of foreign corporations operating in Hong Kong.

We offer a comprehensive range of accounting and tax services for US companies. Our services include:

  • Tax Consulting .
  • Monthly/Annual Tax Accounting services in accordance with HKFRS.
  • QuickBooks Consulting and Licensing.
  • Profits Tax Return Preparation.
  • Offshore claim form Preparation.

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